Expert Compliance Guidance

NY DFS Compliance Consulting

Don't have an in-house compliance team? Our consultants guide small businesses through NY DFS 23 NYCRR 500 requirements from gap assessment to certification.

Schedule Consultation (888) 390-0301

Our Expertise

We help small businesses work toward compliance with:

NY DFS 23 NYCRR 500

NIST Cybersecurity Framework

SOC 2 Type II

HIPAA Security Rule

PCI-DSS

ISO 27001

Consulting Services

Flexible consulting options designed for small business budgets and timelines.

$1,500

Gap Assessment

Comprehensive review of your current security posture against NY DFS requirements.

Full 23 NYCRR 500 requirement analysis
Current state documentation
Gap identification report
Prioritized remediation roadmap
Executive summary for leadership

$2,500

Policy Development

Custom policy writing for all 15 NY DFS required policy areas, tailored to your business.

Information security policy
Incident response plan
Access control policy
Data classification policy
Vendor management policy
Business continuity plan

$3,500

Audit Preparation

Get ready for DFS examinations with expert guidance and documentation review.

Documentation review
Evidence organization
Mock audit walkthrough
Examiner question preparation
Remediation support

Starting at $1,500/month

Ongoing Compliance Support

Monthly consulting hours to maintain compliance and address emerging issues.

Monthly compliance review calls
Policy update assistance
Regulatory change monitoring
Annual certification or acknowledgment support
Ad-hoc compliance questions

Our Consulting Process

A proven approach to get your small business NY DFS compliant.

Discovery Call

Free 30-minute call to understand your business, current compliance status, and goals.

Gap Assessment

Detailed review of your environment against NY DFS 23 NYCRR 500 requirements.

Remediation Plan

Prioritized roadmap with clear steps, timelines, and resource requirements.

Implementation

Hands-on support to implement policies, procedures, and technical controls.

Certification

Prepare your annual certification of material compliance or acknowledgment of noncompliance for your highest-ranking executive and CISO to sign and file.